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Our
Managed Mutual Fund Program is designed to assist you and
your clients through the complete investment process from client
information aggregation to a specific asset allocation model using
the universe of available mutual funds. The Managed Mutual Fund
Program is made up of four distinct phases, each critical to
the development of your client's portfolio.
Phase
One
Phase One is instrumental in developing a solid financial picture.
During this phase, we will help you:
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Evaluate
your client's financial goals. |
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Determine
your client's risk tolerance. |
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Classify
your client's current assets, spending and saving habits. |
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Incorporate
taxable, deferred and qualified monies in determining retirement
income requirements and long term goals. |
Based on the information obtained in
Phase One, you will receive portfolio models (strategic, tactical,
asset class or combination) that have the highest chance of reaching
your clients' return goals, while still meeting suitability for
established risk levels. Additionally, through the Ibbotson software
reporting system, you'll receive insight into how tax, inflation
and interest rate implications affect optimization.
Phase
Two
Empire Investment Advisors and Prima Capital Management,
Inc., an independent registered investment advisor, have partnered
to give you value-added solutions and services. As a financial partner,
Prima Capital provides objective, institutional quality research,
due diligence, recommendations on mutual funds. The screening, research
and selection processes which Prima Capital engages for their "best
of class" designations allows advisors to differentiate themselves
in the marketplace as well as recommend mutual funds based upon
more than criteria-based performance.
Prima's analysis is accessible via Empire's site and provides extensive
drill-down capability for:
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Qualitative
assessments |
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Portfolio
characteristics |
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Performance
measurement |
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Administrative
review |
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And
many more |
Additionally,
EMAP services provide you with a personalized presentation-ready
proposal for you and your client encompassing all information and
recommendations stated above.
Phase
Three
EMAP will assist you in your selection of fund managers (load
or no-load) as you create specific and exclusive portfolios for
you clients. We will perform quarterly rebalancing, account reviews
and performance reporting, all customized for the Advisor and tailored
to meet each client's specific needs and sophistication.
Phase
Four
EMAP also gives the advisor web access viewing with a myriad
of real time information and reporting - all available at the Advisor's
request, 24/7/365:
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Account tax lots |
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Security
tax lots |
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Portfolio
reporting |
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Allocation
models |
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Income
spread sheets |
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Client
activity |
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Performance
reporting |
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Client
detail |
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Realized
P.L. reports |
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Client
positions |
|
Client
searches |
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Trade
history |
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Records |
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